Experienced & New Advisors:

We have 2 paths for joining our firm

Path A:

Experienced Advisors

  • Book ownership & competitive 1099
  • Flexible client billing (0.3-1%; Hourly)
  • Built-in compliance & ongoing support
  • Custody & safekeeping with Schwab
  • Basic planning software accesses
  • Ability to buy 3rd party add-ons
  • Easy transition to fee-only (if appl.)
  • Back-up administrative support (opt.)
  • In-house succession plan (opt.)
  • Landing page & web presence
  • No sales pressure or quotas
Apply Online

Qualifications:

  • CFP, CFA, Series 65 or other exemption
  • Relevant production experience
  • Located in & authorized in the U.S.
  • Preference for simplicity (e.g. indexes)
  • No disclosure events or reg. conflicts

Traditional Grid Details:

  • 90% on over $60,000 in annual revenue
  • 80% on next $48,000 in annual revenue
  • 70% on first $12,000 in annual revenue

Path B:

New Advisors & Career Changers:

  • All-in-one support for new advisors
  • Clear criteria to graduate to Path A

Please Note: this option is intentionally designed for new advisors & career changers so that they can get started at their own pace, without sales pressure, at a fee-only & fiduciary RIA. To protect the quality of the firm, its advisors & overall client service, a monthly platform fee of $300 will be due and/or pro-rated against the grid (book ownership + tiered 70 – 90% payout) until our minimum is met.

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Qualifications:

  • CFP, CFA, Series 65 or other exemption
  • Located in & authorized in the U.S.
  • Preference for simplicity (e.g. indexes)
  • No disclosure events or reg. conflicts